AML / FINTRAC
Compliance
A risk rating and a re-screening cadence for every client, so nothing lapses — the most common FINTRAC penalty is screening a client once and never again.
Preview with sample data. This tracks your screening cadence and records the result you enter — connecting a live PEP / sanctions / adverse-media provider is a later step.
Screened
5
Overdue
—
High risk
2
Needs attention
2
Client screening register
| Client | Risk | Result | PEP | Last screened | Next due | · |
|---|---|---|---|---|---|---|
Sarah & Tom Nguyen 5-yr fixed · TD | Unrated | Not screened | — | — | — | |
Sarah & Tom Nguyen (HELOC) 5-yr variable · TD | Unrated | Not screened | — | — | — | |
Sarah & Tom Nguyen (rental) 3-yr fixed · MCAP | Unrated | Not screened | — | — | — | |
Priya Patel 5-yr fixed · RBC | Low | Clear | — | Sep 2025 | Sep 2028 | |
The Bergerons 5-yr variable · Scotiabank | Medium | Clear | — | Jan 2025 | Jan 2027 | |
Wong Holdings 3-yr fixed · CIBC | High · extensive | Clear | Domestic PEP | Feb 2024 | Feb 2025 | |
Marcus Lee 5-yr fixed · TD | Medium | Needs review | — | Jun 2026 | Jun 2028 | |
The Okafors 5-yr fixed · BMO | Unrated | Not screened | — | — | — | |
Chantal Dupuis 5-yr fixed · First National | High · extensive | Flagged | Foreign PEP | May 2026 | May 2027 | |
Harjit Singh 5-yr variable · TD | Unrated | Not screened | — | — | — |